C.J.M. van Tiggelen, M.D.
Abstract
It is demonstrated that patients with senile dementia Alzheimer's
type (SDAT) and alcohol related brain damage (AD) show a significant
increase in ratio se-Cu/se-Zn when compared with patients with
multiinfarct dementia (MID) and when compared with a matched control
group. This is regarded as an indicator of zinc deficiency and
relative copper toxicity in SDA T and AD, not in MID. In the same
groups with SDAT and AD a high incidence of pathologically low
levels of vitamin B12 in cerebrospinal fluid (CSF) was found,
despite normal serum B12 levels. In MID the normal serum B12 corresponded
with a normal CSF B12.This indicates abnormal function of the
choroid plexus and possibly of the blood-brain barrier in SDAT
and AD, not in MID. Discussed is the possibility that in a large
sub-group of SDAT and AD the clinical, neurochemical and neuropathological
data can be explained by the hypothesis that the combination of
zinc deficiency and copper toxicity results in limbic disinhibition
and defective central noradrenergic neurotransmission. The neuroendocrine
effects of the limbic disinhibition and the impaired regulation
of the cerebral micro-circulation by the defective noradrenergic
system will result in dysfunction of the blood-brain barrier and
the choroid plexus, resulting as has been demonstrated in a CSF
B12 deficiency. Such an effect is strongly potentiated by a co-existent
depression. Due to the reduced plasticity of the aging brain the
presentation of this organic affective syndrome and/or depression
is under a "dementia" disguise, facilitated by organic cerebral
changes caused primarily by zinc deficiency and copper toxicity,
secondarily by the cerebral B12 deficiency. Early recognition
and adequate treatment with nutritional supplementation can possibly
prevent irreversible damage in subgroups of SDAT and AD. Primary
prevention by nutritional strategies can be a realistic perspective.
The need for further research into this challenging hypothesis
is stressed.
Introduction
In recent years a possible association between zinc deficiency
and development of dementia has been suggested (Burnet, 1981;
van Tiggelen, 1983) and the need to investigate zinc status in
senile dementia of the Alzheimer's type has been stressed (Mann,
1982). Evidence of zinc depletion in the hippocampus of chronic
alcoholics has been given (McLardy, 1975), whilst zinc deficiency
in chronic alcoholics without liver damage could be demonstrated
in serum (van Tiggelen et al., 1979). In rats with hepatic encephalopathy
a decrease of hippocampal zinc was demonstrated (Baraldi et al.,
1983). Constantinidis (1977) reported on abnormalities in zinc
transport and metabolism in Pick's and Alzheimer's disease, while
two recent reports demonstrated significant decreases in serum
zinc levels in chronic alcoholics and in patients with undifferentiated
dementia (Srinivasan et al., 1992; van Tiggelen, 1983). Assessment
of zinc status by measuring serum zinc is of disputable value
(Prasad, 1981) even when standardized methods are used (Kiilerich
and Christensen, 1981). The ratio se-Copper/se-Zinc has been demonstrated
to be a rather reliable parameter of zinc status in man (Abdulla
and Svensson, 1979), taking into account that zinc deficiency
potentiates relative copper toxicity (Underwood, 1977). The connection
between vitamin B12 deficiency, established by measuring serum
B12, and dementia is generally accepted (Roos and Willanger, 1977;
Dreyfus and Geel, 1981). Frenkel (1973) found a discrepancy between
normal levels of serum B12 and pathologically low levels of B12
in cerebrospinal fluid (CSF) in two groups of patients with organic
mental symptoms, both exposed to potentially neurotoxic chemicals:
a group of chronic alcoholics and a group of patients on long-term
antiepileptic medication with phenytoin. Layzer (1978) presented
evidence on the development of a neuromyelopathy in man after
exposure to nitrous oxide, which chemical has been shown to induce
a vitamin B12 deficiency in bone marrow and brain (Scott et al.,
1981). The neuropathy following nitrous oxide exposure develops
despite normal levels of B12 in serum (Layzer et al.,1978). Recently
a similar discrepancy between normal serum B12 and pathologically
low CSF B12 was reported in patients with organic mental symptoms
(toxic neurasthenic depression, post-natal depression, dementia)
(van Tiggelen et al., 1984). Schrumpf and Bjelke (1970) reported
earlier on the reduced levels of CSF B12 in patients with brain
atrophy. We explored the possible connection between zinc deficiency
and copper toxicity, as measured by the ratio se/Cu/se-Zn, and
a discrepancy between normal serum B12 and low CSF B12 in patients
with senile dementia Alzheimer's type (SDAT), alcohol related
brain damage (AD) and multi-infarct dementia (MID).
Material and Methods
In 136 consecutive patients, admitted under the preliminary diagnosis
of dementia (DSM-111) to a psychogeriatric assessment unit, serum
levels of zinc and copper were estimated in the first week of
admission, conforming to Kilerich (1981). The mean age was 74,
70 percent female. A control group of 28 elderly people, matched
for age and sex, living in the community and rated by their general
practitioner as healthy, was available for comparing serum levels
of copper and zinc. From a series of 52 consecutive admissions,
part of the above mentioned patient group, we were able to select
3 subgroups with the most likely diagnosis of senile dementia
of the Alzheimer's type (SDAT, n=24), alcohol related brain damage
and alcohol dementia (AD, n=9), multiinfarct-dementia (MID, n=10).
In the selection the strict inclusion and exclusion criteria as
described by Glen and Christie (1979) were followed- Consequently
all patients included in the sub-groups SDAT, AD, and MID had
normal serum B12 levels (ref. 200-800 pg/ml, radio-assay method),
(Gyzen et al., 1983). In the routine neurological examination
the linguo-mental reflex was included, described as an early sign
of temporal lobe dysfunction (Bracha, 1978) and organic limbic
dysfunction (van Tiggelen, 1983). After explanation of the experimental
and investigative nature of the procedure, informed consent was
obtained from patients and/or relatives to carry out a lumbar
puncture in 50 percent of the patients in order to obtain cerebrospinal
fluid for B12 testing. The method is described elsewhere (van
Tiggelen et al., 1983). On the same day serum B12 was retested.
For ethical reasons we were not able to obtain vitamin B12 levels
in a matched control group. Normal levels of CSF B12 presented
in the literature are from 10-30 pg/ml (Frenkel et al., 1973;
van Tiggelen et al., 1983; Taguchi et al., 1977 and Baker et al.,
1983). In the accessible literature I have not been able to trace
figures indicating a decrease of CSF B12 in elderly controls.
Student's t-test was used for analysis of the appropriate date
to assess the significance of the differences between the various
groups.
Results
Table 1 shows that the patient group as a whole differs significantly
from the control group: a significant decrease in se/Zn, a significant
increase in se/Cu and in ratio se-Cu/se-Zn.
Compared with the controls the SDAT group shows a significant
reduction of seZn, a significant increase in se-Cu and a significant
increase in ratio se-Cu/se-Zn. Comparing the AD group with the
controls shows a significant decrease of se-Zn, a less significant
increase in se-Cu, whilst the ratio se-Cu/se-Zn is significantly
higher than in the control-group. Comparing the MID group with
the control group shows a decrease of both se-Cu and se-Zn with
low statistical significance, while the ratio se-Cu/se-Zn is not
different from the control group. Comparing the patient sub-groups
with one another demonstrates a strong similarity between SDAT
and AD. The very high standard deviation in se-Cu in the SDAT
group raises the suggestion that measurements in a larger group
of SDAT patients may be able to confirm our preliminary impression
that this group can be sub-divided in two groups: one sub-group
with se-Cu levels in the same range as AD, while the second sub-group
has far higher se-Cu levels.
Table 2 shows that SDAT and AD, the groups with a significant
rise in ratio se-Cu/se-Zn, demonstrate a clear discrepancy between
normal serum B12 and pathologically low CSF B12 levels: 13 out
of 17 patients with SDAT/AD have a CSF level lower than 5 pg/ml,
according to Frenkel et al. (1973) the pathological level found
in patients with untreated pernicious anemia. The MID patients
show normal levels of CSF B12.
Table 3 shows that finding a positive linguo-mental reflex is
associated with an abnormal high ratio seCu/se-Zn and with an
abnormal low CSF B12, despite normal serum B12.
Discussion
The demonstrated similarity between SDAT and AD in copper and
zinc status, indicative of a zinc deficiency and possibly a relative
copper toxicity being involved in SDAT, underlines strongly the
similarity demonstrated by Carlsson et a]. (1980) in neurotransmitter
changes in SDAT and ADZinc deficiency in chronic alcoholism is
widely accepted and our results support the hypothetical effects
of cerebral zinc deficiency on neuronal protein metabolism, as
suggested by Burnet (1981) and as discussed by Mann (1982). The
demonstrated zinc deficiency in SDAT will result in a decrease
of zinc in the hippocampus, as has been documented earlier (McLardy,
1975) in chronic alcoholics and has been published recently in
hepatic encephalopathy (Baraldi et al., 1993). Evidence has been
presented that hippocampal zinc is involved in enkephalin receptor
function (Stengaard-Pedersen et al., 1981; Stengaard-Pedersen,
1982), in glutamic acid function and metabolism (Dreosti et al.,
1981) in glutaminergic neurotransmission (Moroni et al-, 1983),
in GABA-receptor sensitivity (Barakh and Zeneroti, 1982). Taking
this in consideration, zinc depletion in the hippocampus will
result in hippocampal, possibly even limbic disinhibition, as
argued by Segal (1982) a distinct feature of SDAT and AD. Partial
therapeutic effect of treatment with the opioid antagonist Naloxone
and with GABA-ergic medication in SDAT can be explained in this
way (Reisberg et al., 1982). Another effect of hippocampal zinc
depletion has been suggested by Barbeau and Donaldson (1974) through
an effect of the imbalance between zinc and copper on the activity
of Na-K-ATPase, possibly by interference with the regulatory role
of a zinc-taurine complex, postulated by van Gelder (1983), resulting
in defective osmoregulation and changes in excitation threshold.
An important role in the development of limbic disinhibition in
SDAT and AD is attributed to defective noradrenergic neurotransmission,
in particular in the dorsal noradrenergic bundle originating in
the locus Coeruleus. Cell loss in the locus Coeruleus has been
demonstrated in a large sub-group of SDAT (Mann, 1980; Tomlinson
et al., 1981; Bondareff et al., 1982) and strongly suggested in
AD (Mason et al., 1983; Mair and McEntee, 1983). Defective noradrenergic
function was not found in multiinfarct dementia (Mann et al.,
1982).
In this respect our reported findings on zinc deficiency in SDAT,
but not in NED, can be relevant: Wenk and Stemmer (1982) demonstrated
a significant reduction of dopamine-beta-hydroxylase in the zinc
deficient rat; copper toxicity impairs the function of dopamine-beta-hydroxylase
(Molinciff and Orcutt, 1973). Cross et al. (1981) reported on
the loss of this noradrenaline producing dopamine beta-hydroxylase
in the brains of SDAT patients.
The evidence brought forward indicates strongly a role for the
found zinc deficiency in SDAT and AD; in particular the limbic
dysfunction can be strongly connected with cerebral and hippocampal
zinc depletion. The reportedly high prevalence of nonsuppression
in the dexamethasone suppression test amongst SDAT (Spar and Getner,
1982; Raskind et al., 1982) an indicator of limbic dysfunction,
appears to be more closely connected with assumed cerebral zinc
deficiency than with depression, as is indicated by our preliminary
results (unpublished).
The results, presented in table 2, indicate a high incidence of
CSF B12 deficiency, despite normal levels of B12 in serum. When
indirect evidence (Dreyfus, 1970; Frenkel et al., 1973) is accepted
it indicates a cerebral B12 deficiency in a large proportion of
patients with SDAT and AD. The implications are manifold. From
the clinical point of view it explains a range of neuro-psychiatric
and neurophysiological phenomena found in patients with SDAT and
AD., similar to findings in patients with a cerebral B12 deficiency
as manifested in a serum B12 deficiency: peripheral neuropathy
(Levy, 1975) abnormal visual evoked potential in pernicious anemia
(Troncoso et al,, 1979) and in SDAT (Coben et al., 1983), autonomous
neuropathy, psychiatric manifestations (McDonald Holmes, 1956),
even in the absence of any haematological or neurological signs
(Evans et al., 1983). It is intriguing that some of the psychiatric
phenomena in SDAT and AD can be related to the not recognized
and not treated state of cerebral B12 deficiency. Even more intriguing
is the question to what extent irreversible damage to the central
nervous system is caused by the failure to recognize the cerebral
B12 deficiency.
The demonstrated B12 deficiency in CSF even allows an explanation
for neurotransmitter changes found in SDAT and AD, particularly
involving the reported defective noradrenergic and acetylcholinergic
aspects. Deana et al. (1977) reported a significant decrease of
noradrenaline in the brains of rats with a confirmed B12 deficiency,
while in the same animals a significant reduction of plasma acetylcholinesterase
was found. Hakim et al. (1983) demonstrated recently in rats with
a nitrous oxide induced B12 deficiency a significantly decreased
glucose utilisation in selected areas of the brain, including
the limbic cortex. Gibson and Duffy (1981) have reported suppression
of cerebral acetylcholine synthesis after exposure to nitrous
oxide. Hakim et al. (1983) suggested that the reduced activity
of methionine-synthetase, shown to be the result of induced B12
deficiency, causes defective methylation in the liver and leads
to insufficient formation of choline, the necessary precursor
of acetylcholine in the brain. Further research in the nitrous
oxide induced B12 deficient rat should clarify to what extent
B12 deficiency affects the noradrenergic system and the locus
coeruleus. The demonstrated zinc deficiency and copper toxicity
in SDAT and AD and the documented cerebral B12 deficiency can
explain many of the clinical and neurochemical features. It remains
very interesting to speculate on a possible correlation.
Recently we (van Tiggelen et al, 1983) reported a discrepancy
between normal serum B12 and low CSF B12 in younger patients with
exposure to toxic chemicals. A possible explanation is a toxic
effect of chemicals or their toxic intermediate metabolites on
the choroid plexus, the main transport route for B12 from blood
to brain. Such effects have been demonstrated for Hg (Pardridge,
1976) for solvents (Rapoport, 1964), whilst Friedheim et al. (1983)
suggested that the choroid plexus acts as a protective sink for
heavy metals. A relatively high level of copper in the case of
zinc deficiency can have a toxic effect on the enzyme systems
in the choroid plexus (Masuzawa and Sato, 1993) e.g. Na-K-ATPase,
thus impairing the active transport of nutrients and metabolites
such as B12, but possibly also other vitamins and amino acids.
A second, presently more speculative explanation is that excess
copper in tissue with a high oxidative status as brain or liver
can exert a strong oxidative effect, as has recently been documented
by Sasaki et al. (1983). This suggests a mechanism similar to
the effect of nitrous oxide on B12 (Deacon et al., 1983): inactivation
of B12 by oxidation of the mono-valent Cobalt to tri-valent cobalt.
The third and most elegant possibility is that the copper-zinc
imbalance causes a defective noradrenergic neurotransmission,
including the failing autonomous innervation of intracerebral
vessels, as described by Mann (1982; et al. 1980). This will imply
an effect on the blood-brain barrier, as has been demonstrated
(Preskorn et al., 1982). To what extent defective noradrenergic
neurotransmission affects the transport of e.g, B12 through the
choroid plexus should be investigated.
Whichever of the explanations is favoured, it will be clear that
zinc deficiency will facilitate the process (Bettger and O'Dell,
1981) and that reduced free radical scavenging or anti-oxidative
potential can potentiate the process. The results in table 3,
combined with earlier observations on the strong relation between
the linguomental reflex as a soft neurological sign and CSF B12
deficiency (van Tiggelen et al., 1983), suggest that a positive
linguo-mental reflex can be considered as an indicator of pathologically
low CSF B12. The exact reliability has to be evaluated in further
research.
Conclusion
The results presented, in combination with the above mentioned
considerations have resulted in the following working hypothesis:
A multifactorial process, including genetic, nutritional, toxic
and stress related factors, can lead to the development of a zinc
deficiency usually accompanied by a relative copper toxicity.
For lack of a better method we consider an abnormal high ratio
se-Cu/se-Zn as a biochemical indicator of this condition.
The effects on the brain can be summarized as initially the development
of hippocampal/limbic disinhibition, facilitated by neurotransmitter
changes. In particular the effect on the noradrenergic system
results through its regulation of the cerebral microcirculation
in effects on the blood-brain barrier and the choroid plexus,
impairing the transport as has been demonstrated of vitamin B12.
The consequently developing cerebral B12 deficiency results in
the development of an organic affective syndrome, which presents
itself due to the zinc deficiency and copper toxicity induced
cerebral dysfunction as an "amnestic-demential syndrome". When
a co-existing depression is present, severe behavioural disorder
and psychotic features may develop. Early recognition of the condition
is possible by means of the linguomental reflex. A co-existing
depression must not be missed. Early treatment is necessary to
prevent the development of irreversible neurological and cerebral
damage. Our results with treatment of early SDAT and AD, supplementing
parenteral vitamin B12 for a long period in a high dose, prescribing
zinc-aspartate and taurine for a long period in a low dose, are
suggesting a hopeful perspective in arresting the process or even
in prevention.
Further clinical research involving double blind trials and examining
the preventive effect of medication with zinc and taurine are
envisaged.
References