Matthias Rath M.D. and Linus Pauling Ph.D
"An important scientific innovation rarely, makes its way by gradually
winning over and converting its opponents. What does happen is
that its opponents gradually die out and that the growing generation
is familiar with the idea from the beginning."
-Max Planck
This paper is dedicated to the young physicians and the medical
students of this world
Abstract
Until now therapeutic concepts for human cardiovascular disease
(CVD) were targeting individual pathomechanisms or specific risk
factor,. On the basis of genetic, metabolic, evolutionary, and
clinical evidence we present here a unified pathogenetic and therapeutic
approach. Ascorbate deficiency is the precondition and common
denominator of human CVD. Ascorbate deficiency is the result of
the inability of man to synthesize ascorbate endogenously in combination
with insufficient dietary intake. The invariable morphological
consequences of chronic ascorbate deficiency in the vascular wall
are the loosening of the connective tissue and the loss of the
endothelial barrier function. Thus human CVD is a form of pre-scurvy.
The multitude of pathomechanisms that lead to the clinical manifestation
of CVD are primarily defense mechanisms aiming at the stabilization
of the vascular wall. After the loss of endogenous ascorbate production
during the evolution of man these defense mechanisms became life-saving.
They counteracted the fatal consequences of scurvy and particularly
of blood loss through the scorbutic vascular wall. These countermeasures
constitute a genetic and a metabolic level. The genetic level
is characterized by the evolutionary advantage of inherited features
that lead to a thickening of the vascular wall, including a multitude
of inherited diseases.
The metabolic level is characterized by the close connection of
ascorbate with metabolic regulatory systems that determine the
risk profile for CVD in clinical cardiology today. The most frequent
mechanism is the deposition of lipoproteins, particularly lipoprotein
(a) [Lp(a)], in the vascular wall. With sustained ascorbate deficiency,
the result of insufficient ascorbate uptake, these defense mechanisms
overshoot and lead to the development of CVD. Premature CVD is
essentially unknown in all animal species that produce high amounts
of ascorbate endogenously. In humans, unable to produce endogenous
ascorbate, CVD became one of the most frequent diseases. The genetic
mutation that rendered all human beings today dependent on dietary
ascorbate is the universal underlying cause of CVD- Optimum dietary
ascorbate intake will correct this common genetic defect and prevent
its deleterious consequences. Clinical confirmation of this theory
should largely abolish CVD as a cause for mortality in this generation
and future generations of mankind.
Key words
Ascorbate, vitamin C, cardiovascular disease, lipoprotein (a),
hype rcholestero le in i a. hypertriglyceridemia, hypoalphalipoproteinemia,
diabetes, homocystinuria.
Introduction
We have recently presented ascorbate deficiency as the primary
cause of human CVD. We proposed that the most frequent pathomechanism
leading to the development of atherosclerotic plaques is the deposition
of Lp(a) and fibrinogen/fibrin in the ascorbate-deficient vascular
wall. In the course of this work we discovered that virtually
every pathomechanism for human CVD known today can be induced
by ascorbate deficiency. Beside the deposition of Lp(a) this includes
such seemingly unrelated processes as foam cell formation and
decreased reverse-cholesterol
transfer, and also peripheral angiopathies in diabetic or homocystinuric
patients. We did not accept this observation as a coincidence.
Consequently we proposed that ascorbate deficiency is the precondition
as well as a common denominator of human CVD. This farreaching
conclusion deserves an explanation; it is presented in this paper.
We suggest that the direct connection of ascorbate deficiency
with the development of CVD is the result of extraordinary pressure
during the evolution of man. After the loss of the endogenous
ascorbate production in our ancestors, severe bloodloss through
the scorbutic vascular wall became a life-threatening condition.
The resulting evolutionary pressure favored genetic and metabolic
mechanisms predisposing to CVD.
The Loss of Endogenous Ascorbate Production in the Ancestor of
Man
With few exceptions all animals synthesize their own ascorbate
by conversion from glucose. In this way they manufacture a daily
amount of ascorbate that varies between about 1 gram and 20 grams,
when compared to the human body weight. About 40 million years
ago the ancestor of man lost the ability for endogenous ascorbate
production. This was the result of a mutation of the gene encoding
for the enzyme L-gulono-g-lactone oxidase (GLO), a key enzyme
in the conversion of glucose to ascorbate. As a result of this
mutation all descendants became dependent on dietary ascorbate
intake.
The precondition for the mutation of the GLO gene was a sufficient
supply of dietary ascorbate. Our ancestors at that time lived
in tropical regions. Their diet consisted primarily of fruits
and other forms of plant nutrition that provided a daily dietary
ascorbate supply in the range of several hundred milligrams to
several grams per day. When our ancestors left this habitat to
settle in other regions of the world the availability of dietary
ascorbate dropped considerably and they became prone to scurvy.
Fatal Blood Loss Through the Scorbutic Vascular Wall - An Extraordinary
Challenge to the Evolutionary Survival of Man
Scurvy is a fatal disease. It is characterized by structural and
metabolic impairment of the human body, particularly by the destabilization
of the connective tissue. Ascorbate is essential for an optimum
production and hydroxylation of collagen and elastin, key constituents
of the extracellular matrix. Ascorbate depletion thus leads to
a destabilization of the connective tissue throughout the body.
One of the first clinical signs of scurvy is perivascular bleeding.
The explanation is obvious: Nowhere in the body does there exist
a higher pressure difference than in the circulatory system, particularly
across the vascular wall. The vascular system is the first site
where the underlying destabilization of the connective tissue
induced by ascorbate deficiency is unmasked, leading to the penetration
of blood through the permeable vascular wall. The most vulnerable
sites are the proximal arteries, where the systolic blood pressure
is particularly high. The increasing permeability of the vascular
wall in scurvy leads to petechiae and ultimately hemorrhagic blood
loss.
Scurvy and scorbutic blood loss decimated the ship crews in earlier
centuries within months. It is thus conceivable that during the
evolution of man periods of prolonged ascorbate deficiency led
to a great death toll. The mortality from scurvy must have been
particularly high during the thousands of years the ice ages lasted
and in other extreme conditions, when the dietary ascorbate supply
approximated zero. We therefore propose that after the loss of
endogenous ascorbate production in our ancestors, scurvy became
one of the greatest threats to the evolutionary survival of man.
By hemorrhagic blood loss through the scorbutic vascular wall
our ancestors in many regions may have virtually been brought
close to extinction.
The morphologic changes in the vascular wall induced by ascorbate
deficiency are well characterized: the loosening of the connective
tissue and the loss of the endothelial barrier function. The extraordinary
pressure by fatal blood loss through the scorbutic vascular wall
favored genetic and metabolic countermeasures attenuating increased
vascular permeability.
Ascorbate Deficiency and Genetic Countermeasures
The genetic countermeasures are characterized by an evolutionary
advantage of genetic features and include inherited disorders
that
are associated with atherosclerosis and CVD. With sufficient ascorbate
supply these disorders stay latent. In ascorbate deficiency, however,
they become unmasked, leading to an increased deposition of plasma
constituents in the vascular wall and other mechanisms that thicken
the vascular wall. This thickening of the vascular wall is a defense
measure compensating for the impaired vascular wall that had become
destabilized by ascorbate deficiency. With prolonged insufficient
ascorbate intake in the diet these defense mechanisms overshoot
and CVD develops.
The most frequent mechanism to counteract the increased permeability
of the ascorbate-deficient vascular wall became the deposition
of lipoproteins and lipids in the vessel wall. Another group of
proteins that generally accumulate at sites of tissue transformation
and repair are adhesive proteins such as fibronectin, fibrinogen,
and particularly apo(a). It is therefore no surprise that Lp(a),
a combination of the adhesive protein apo(a) with a low density
lipoprotein (LDL) particle, became the most frequent genetic feature
counteracting ascorbate deficiency.' Beside lipoproteins, certain
metabolic disorders, such as diabetes and homocystinuria, are
also associated with the development of CVD. Despite differences
in the underlying pathomechanism, all these mechanisms share a
common feature: they lead to a thickening of the vascular wall
and thereby can counteract the increased permeability in ascorbate
deficiency. In addition to these genetic disorders, the evolutionary
pressure from scurvy also favored certain metabolic countermeasures.
Ascorbate Deficiency and Metabolic Countermeasures
The metabolic countermeasures are characterized by the regulatory
role of ascorbate for metabolic systems determining the clinical
risk profile for CVD. The common aim of these metabolic regulations
is to decrease the vascular permeability in ascorbate deficiency.
Low ascorbate concentrations therefore induce vasoconstriction
and hemostasis and affect vascular wall metabolism in favor of
atherosclerogenesis. Towards this end ascorbate interacts with
lipoproteins. coagulation factors, prostaglandins, nitric oxide,
and second messenger systems such as cyclic monophosphates. It
should be noted that ascorbate can affect these regulatory levels
in a multiple way- In lipoprotein metabolism low density lipoproteins
(LDL), Lp(a), and very low density lipoproteins (VLDL) are inversely
correlated with ascorbate concentrations, whereas ascorbate and
HDL levels are positively correlated. Similarly, in prostaglandin
metabolism ascorbate increases prostacyclin and prostaglandin
E levels and decreases the thromboxane level. In general, ascorbate
deficiency induces vascular constriction and hemostatis, as well
as cellular and extracellular defense measures in the vascular
wall.
In the following sections we shall discuss the role of ascorbate
for frequent and well established pathomechanisms of human CVD.
In general, the inherited disorders described below are polygenic.
Their separate description, however, will allow the characterization
of the role of ascorbate on the different genetic and metabolic
levels.
Apo(a) and Lp(a), the Most Effective and Most Frequent Countermeasure
After the loss of endogenous ascorbate production, apo(a) and
Lp(a) were greatly favored by evolution. The frequency of occurrence
of elevated Lp(a) plasma levels in species that had lost the ability
to synthesize ascorbate is so great that we formulated the theory
that apo(a) functions as a surrogate for ascorbate.' There are
several genetically determined isoforms of apo(a). They differ
in the number of kringle repeats and in their molecular size.
An inverse relation between the molecular size of apo(a) and the
synthesis rate of Lp(a) particles has been established. Individuals
with the high molecular weight apo(a) isoform produce fewer Lp(a)
particles than those with the low apo(a) isoform. In most population
studies the genetic pattern of high apo(a) isoform/low Lp(a) plasma
level was found to be the most advantageous and therefore most
frequent pattern. In ascorbate deficiency Lp(a) is selectively
retained in the vascular wall. Apo(a) counteracts increased permeability
by compensating for collagen, by its binding to fibrin, as a proteinthiol
antioxidant, and as an inhibitor of plasmin-induced proteolysis.
Moreover, as an adhesive protein apo(a) is effective in tissue-repair
processes (8). Chronic ascorbate deficiency leads to a sustained
accumulation of Lp(a) in the vascular wall. This leads to the
development of atherosclerotic plaques and premature CVD, particularly
in individuals with genetically determined high plasma Lp(a) levels.
Because of its association with apo(a), Lp(a) is the most specific
repair particle among all lipoproteins. Lp(a) is predominantly
deposited at predisposition sites and it is therefore found to
be significantly correlated with coronary, cervical, and cerebral
atherosclerosis but not with peripheral vascular disease.
The mechanism by which ascorbate resupplementation prevents CVD
in any condition is by maintaining the integrity and stability
of the vascular wall. In addition, ascorbate exerts in the individual
a multitude of metabolic effects that prevent the exacerbation
of a possible genetic predisposition and the development of CVD.
If the predisposition is a genetic elevation of Lp(a) plasma levels
the specific regulatory role of ascorbate is the decrease of apo(a)
synthesis in the liver and thereby the decrease of Lp(a) plasma
levels. Moreover, ascorbate decreases the retention of Lp(a) in
the vascular wall by lowering fibrinogen synthesis and by increasing
the hydroxylation of lysine residues in vascular wall constituents,
thereby reducing the affinity for Lp(a) binding.
In about half of the CVD patients the mechanism of Lp(a) deposition
contributes significantly to the development of atherosclerotic
plaques. Other lipoprotein disorders are also frequently part
of the polygenic pattern predisposing the individual patient to
CVD in the individual.
Other Lipoprotein Disorders Associated with CVD
In a large population study Goldstein et al. discussed three frequent
lipid disorders, familial hypercholesterolemia, familial hypertriglyceridemia,
and familial combined hyperlipidemia. Ascorbate deficiency unmasks
these underlying genetic defects and leads to an increased plasma
concentration of lipids (e.g. cholesterol, triglycerides) and
lipoproteins (e.g. LDL, VLDL) as well as to their deposition in
the impaired vascular wall. As with Lp(a), this deposition is
a defense measure counteracting the increased permeability. It
should, however, be noted that the deposition of lipoproteins
other than Lp(a) is a less specific defense mechanism and frequently
follows Lp(a) deposition. Again, these mechanisms function as
a defense only for a limited time. With sustained ascorbate deficiency
the continued deposition of lipids and lipoproteins leads to atherosclerotic
plaque development and CVD. Some mechanisms will now be described
in more detail.
Hypercholesterolemia, LDL-receptor defect
A multitude of genetic defects lead to an increased synthesis
and/or a decreased catabolism of cholesterol or LDL. A well characterized
although rare defect is the LDL receptor defect. Ascorbate deficiency
unmasks these inherited metabolic defects and leads to an increased
plasma concentration of cholesterol-rich lipoproteins, e.g. LDL,
and their deposition in the vascular wall. Hypercholesterolemia
increases the risk for premature CVD primarily when combined with
elevated plasma levels of Lp(a) or triglycerides.
The mechanisms by which ascorbate supplementation prevents the
exacerbation of hypercholesterolemia and related CVD include an
increased catabolism of cholesterol. In particular, ascorbate
is known to stimulate 7-a-hydroxylase, a key enzyme in the conversion
of cholesterol to bile acids and to increase the expression of
LDL receptors on the cell surface. Moreover, ascorbate is known
to inhibit endogenous cholesterol synthesis as well as oxidative
modification of LDL.
Hypertriglyceridemia, Type III hyperlipidemia
A variety of genetic disorders lead to the accumulation of triglycerides
in the form of chylomicron remnants, VLDL, and intermediate density
lipoproteins (IDL) in plasma. Ascorbate deficiency unmasks these
underlying genetic defects and the continued deposition of triglyceride-rich
lipoproteins in the vascular wall leads to CVD development. These
triglyceride-rich lipoproteins are particularly subject to oxidative
modification, cellular lipoprotein uptake, and foam cell formation.
In hypertriglyceridemia nonspecific foam-cell formation has been
observed in a variety of organs." Ascorbate-deficient foam cell
formation, although a less specific repair mechanism than the
extracellular deposition of Lp(a), may have also conferred stability
.
Ascorbate supplementation prevents the exacerbation of CVD associated
with hypertriglyceridemia, Type III hyperlipidemia, and related
disorders by stimulating lipoprotein lipases and thereby enabling
a normal catabolism of triglyceride-rich lipoproteins. Ascorbate
prevents the oxidative modification of these lipoproteins, their
uptake by scavenger cells and foam cell formation. Moreover, we
propose here that, analogous to the LDL receptor, ascorbate also
increases the expression of the receptors involved in the metabolic
clearance of triglyceride-rich lipoproteins, such as the chylomicron
remnant receptor.
The degree of build-up of atherosclerotic plaques in patients
with lipoprotein disorders is determined by the rate of deposition
of lipoproteins and by the rate of the removal of deposited lipids
from the vascular wall. It is therefore not surprising that ascorbate
is also closely connected with this reverse pathway.
Hypoalphalipoproteinemia
Hypoalphalipoproteinemia is a frequent lipoprotein disorder characterized
by a decreased synthesis of HDL particles. HDL is part of the
'reverse-cholesterol-transport' pathway and is critical for the
transport of cholesterol and also other lipids from the body periphery
to the liver. In ascorbate deficiency this genetic defect is unmasked,
resulting in decreased HDL levels and a decreased reverse transport
of lipids from the vascular wall to the liver. This mechanism
is highly effective and the genetic disorder hypoalphalipoproteinemia
was greatly favored during evolution. With ascorbate supplementation
HDL production increases, leading to an increased uptake of lipids
deposited in the vascular wall and to a decrease of the atherosclerotic
lesion. A look back in evolution underlines the importance of
this mechanism. During the winter seasons, with low ascorbate
intake, our ancestors became dependent on protecting their vascular
wall by the deposition of lipoproteins and other constituents.
During spring and summer seasons the ascorbate content in the
diet increased significantly and mechanisms were favored that
decreased the vascular deposits under the protection of increased
ascorbate concentration in the vascular tissue. It is not unreasonable
for us to propose that ascorbate can reduce fatty deposits in
the vascular wall within a relatively short time. In an earlier
clinical study it was shown that 500 mg of dietary ascorbate per
day can lead to a reduction of atherosclerotic deposits within
2 to 6 months."
This concept, of course, also explains why heart attack and stroke
occur today with a much higher frequency in winter than during
spring and summer, the seasons with increased ascorbate intake.
Other Inherited Metabolic Disorders Associated with CVD
Beside lipoprotein disorders many other inherited metabolic diseases
are associated with CVD. Generally these disorders lead to an
increased concentration of plasma constituents that directly or
indirectly damage the integrity of the vascular wall. Consequently
these diseases lead to peripheral angiopathies as observed in
diabetes, homocystinuria, sickle-cell anemia (the first molecular
disease described," and many other genetic disorders. Similar
to lipoproteins the deposition of various plasma constituents
as well as proliferative thickening provided a certain stability
for the ascorbatedeficient vascular wall. We illustrate this principle
for diabetic and homocystinuric angiopathy.
Diabetic Angiopathy
The pathomechanism in this case involves the structural similarity
between glucose and ascorbate and the competition of these two
molecules for specific cell surface receptors." Elevated glucose
levels prevent many cellular systems in the human body, including
endothelial cells, from optimum ascorbate uptake- Ascorbate deficiency
unmasks the underlying genetic disease, aggravates the imbalance
between glucose and ascorbate, decreases vascular ascorbate concentration,
and thereby triggers diabetic angiopathy.
Ascorbate supplementation prevents diabetic angiopathy by optimizing
the ascorbate concentration in the vascular wall and also by lowering
insulin requirement-"
Homocystinuric angiopathy
Homocystinuria is characterized by the accumulation of homocyst(e)ine
and a variety of its metabolic derivatives in the plasma, the
tissues and the urine as the result of decreased homocysteine
catabolism." Elevated plasma concentrations of homocyst(e)ine
and its derivatives damage the endothelial cells throughout the
arterial and venous system. Thus homocystinuria is characterized
by peripheral vascular disease and thromboembolism. These clinical
manifestations have been estimated to occur in 30 per cent of
the patients before the age of 20 and in 60 per cent of the patients
before the age of 40.
Ascorbate supplementation prevents homocystinuric angiopathy and
other clinical complications of this disease by increasing the
rate of homocysteine catabolism.
Thus, ascorbate deficiency unmasks a variety of individual genetic
predispositions that lead to CVD in different ways. These genetic
disorders were conserved during evolution largely because of their
association with mechanisms that lead to the thickening of the
vascular wall. Moreover, since ascorbate deficiency is the underlying
cause of these diseases, ascorbate supplementation is the universal
therapy.
The Determining Principles of This Theory
The determining principles of this comprehensive theory are schematically
summarized in Figures I to 3 (pages 13 to 15).
1. CVD is the direct consequence of the inability for endogenous
ascorbate production in man in combination with low dietary ascorbate
intake.
2. Ascorbate deficiency leads to increased permeability of the
vascular wall by the loss of the endothelial barrier function
and the loosening of the vascular connective tissue.
3. After the loss of endogenous ascorbate production scurvy and
fatal blood loss through the scorbutic vascular wall rendered
our ancestors in danger of extinction. Under this evolutionary
pressure over millions of years genetic and metabolic countermeasures
were favored that counteract the increased permeability of the
vascular wall.
4. The genetic level is characterized by the fact that inherited
disorders associated with CVD became the most frequent among all
genetic predispositions. Among those predispositions lipid and
lipoprotein disorders occur particularly often.
5. The metabolic level is characterized by the direct relation
between ascorbate and virtually all risk factors of clinical cardiology
today. Ascorbate deficiency leads to vasoconstriction and hemostasis
and affects the vascular wall metabolism in favor of atherosclerogenesis.
6. The genetic level can be further characterized. The more effective
and specific a certain genetic feature counteracted the increasing
vascular permeability in scurvy, the more advantageous it became
during evolution and, generally, the more frequently this genetic
feature occurs today
7. The deposition of Lp(a) is the most effective, most specific,
and therefore most frequent of these mechanisms. Lp(a) is preferentially
deposited at predisposition sites. In chronic ascorbate deficiency
the accumulation of Lp(a) leads to the localized development of
atherosclerotic plaques and to myocardial infarction and stroke.
8. Another frequent inherited lipoprotein disorder is hypoalphalipoproteinemia.
The frequency of this disorder again reflects its usefulness during
evolution. The metabolic upregulation of HDL synthesis by ascorbate
became an important mechanism to reverse and decrease existing
lipid deposits in the vascular wall.
9. The vascular defense mechanisms associated with most genetic
disorders are nonspecific. These mechanisms can aggravate the
development of atherosclerotic plaques at predisposition sites.
Other nonspecific mechanisms lead to peripheral forms of atherosclerosis
by causing a thickening of the vascular wall throughout the arterial
system. This peripheral form of vascular disease is characteristic
for angiopathics associated with Type III hyperlipidemia, diabetes,
and many other inherited metabolic diseases.
10. Of particular advantage during evolution and therefore particularly
frequent today are those genetic features that protect the ascorbate-deficient
vascular wall until the end of the reproduction age. By favoring
these disorders nature decided for the lesser of two evils: the
death from CVD after the reproduction age rather than death from
scurvy at a much earlier age. This also explains the rapid increase
of the CVD mortality today from the 4th decade onwards.
11. After the loss of endogenous ascorbate production the genetic
mutation rate in our ancestors increased significantly- This was
an additional precondition favoring the advantage not only of
apo(a) and Lp(a) but also of many other genetic countermeasures
associated with CVD.
12. Genetic predispositions are characterized by the rate of ascorbate
depiction in a multitude of metabolic reactions specific for the
genetic disorder." The overall rate of ascorbate depletion in
an individual is largely determined by the polygenic pattern of
disorders. The earlier the ascorbate reserves in the body are
depleted without being resupplemented, the earlier CVD develops.
13. The genetic predispositions with the highest probability for
early clinical manifestation require the highest amount of ascorbate
supplementation in the diet to prevent CVD development. The amount
of ascorbate for patients at high risk should be comparable to
the amount of ascorbate our ancestors synthesized in their body
before they lost this ability: between 10,000 and 20,000 milligrams
per day.
14. Optimum ascorbate supplementation prevents the development
of CVD independently of the individual predisposition or pathomechanism.
Ascorbate reduces existing atherosclerotic deposits and thereby
decreases the risk for myocardial infarction and stroke. Moreover,
ascorbate can prevent blindness and organ failure in diabetic
patients, thromboembolism in homocystinuric patients, and many
other manifestations of CVD.
Conclusion
In this paper we present a unified theory of human CVD. This disease
is the direct consequence of the inability of man to synthesize
ascorbate in combination with insufficient intake of ascorbate
in the modem diet. Since ascorbate deficiency is the common cause
of human CVD, ascorbate supplementation is the universal treatment
for this disease. The available epidemiological and clinical evidence
is reasonably convincing. Further clinical confirmation of this
theory should lead to the abolition of CVD as a cause of human
mortality for the present generation and future generations of
mankind.