Russell F. Smith, M.D.
Several factors originally intrigued us concerning the possible
benefits of massive doses of nicotinic acid in the alcoholic population-
This study was undertaken in May of 1966 at a time when some very
interesting insights into alcohol metabolism were in the research
literature. In addition we were reacting to the substance-abuse
epidemic in our young people with frantic literature searches,
speculation, and accelerated research in psychopharmacology. it
was in this climate that this study was conceived and implemented.
The specific background factors that convinced us such a trial
of massive nicotinic acid treatment would be valuable were:
1. Nicotinic acid was proving a useful treatment tool with schizophrenics,
and a portion of the alcoholic population was known to have the
same disorder.
2. Alcoholics, during early withdrawal, are consistently diagnosed
as schizoid by the unsophisticated, suggesting similar biochemical
mechanisms, perhaps triggered by alcohol toxicity.
3. The suggested effectiveness of nicotinic acid in reducing serum
cholesterol and enhancing circulation made the agent a justifiably
valuable adjunct to alcoholism therapy on the basis of lipid changes
and hypercholesterolemia seen with acute fatty liver changes
4. Reports indicated that nicotinic acid was having a beneficial
effect on hallucinations induced by various street drugs as well
as the residual flashbacks induced by some.
5. The 5-OH-tryptamine - monamine oxidase axis of cerebral metabolism
was beginning to be implicated in alcohol's CNS effects and the
alcohol tolerance mechanism and nicotinic acid plays an important
role in this neurohormonal mechanism.
6. Substantial numbers of alcoholics continued to fail in conventional
self-help and mental health treatment methods, and an organic
factor was being pragmatically implicated. In 1966 we had at our
disposal huge clinical and limited financial resources. This was
a period that antedated any interest in either private or governmental
funding sources in the field. Certainly since nicotinic acid at
that time was cheap, a situation that has since dramatically changed,
any thought of economic support for a sophisticated study from
the pharmaceutical industry was unthinkable. We elected to use
what we had to conduct a pilot field trial of nicotinic acid in
a group of alcoholics to determine: if any beneficial effects
could be determined; what these beneficial effects were; whether
further studies were justified; which and what kind of alcoholics
would benefit from nicotinic acid, if at all; if possible, to
establish criteria for the use of nicotinic acid in the alcoholic
population, and for dosage adjustment; if there were side effects
or serious deterrents to the use of nicotinic acid in various
categories of alcoholics
Method
We-began with certain preliminary assumptions, some of which we
refined during the study as more information became available
and our skills improved. We assumed that nonrecidivists in our
clinical sample were functioning well without chemical aids and
any nicotinic acid effects would be difficult if not impossible
to detect. We then confined our observations to multiple recidivists
who had been exposed to, if not actively involved in, conventional
treatment programs and methods. Three groups were selected. Two
represented hard-core multiple recidivists while the third was
selected as a cooperative, intact group of alcoholics with a high
probability of positive treatment response with or without nicotinic
acid.
The outpatient group represents a group involved in a county highway
safety court program. All participants are known alcoholics with
long histories of withdrawals, complications, and repeated treatment
attempts that failed. Most participants were poorly motivated
and at least initially had been forced into treatment with antabuse
through legal coercion. They tended to be somewhat older than
the average age for alcoholics in 1966. Most had serious health
problems related to long alcohol use and poor nutrition. Similar
populations are found in rescue missions and homeless men facilities.
The hospital group represents alcoholics who are primarily seeking
treatment voluntarily. All except perhaps state-financed admissions
enjoy more personal and economic resources than the first group.
All were repeated treatment failures at this or other facilities.
Physically the group had demonstrated repeated severe withdrawals
and complications of alcoholism. Most were from a higher socioeconomic
group and enjoyed better medical treatment and nutrition than
the outpatient group. Both groups had significant numbers of members
complaining of persistent insomnia, intermittent severe depression,
or intermittent agitated states that nearly always prompted serious
drinking. The third group was selected randomly from a facility
where every available treatment technique was employed. The facility
treated patients who, although physically demonstrating moderately
advanced alcoholism, had good educational resources and life style-
All members of this group were highly motivated and had a high
treatment success rate. All volunteered for nicotinic acid therapy.
The observers for the study were selected because they represented
staff of these programs and had rapport and background knowledge
of participants. As criteria became evident we developed a mail
follow-up system backed up by telephone sampling and observations
by local alcoholics known to the three programs- The sample population
was evaluated in the fall of each year of the study. In November
mail sampling was carried out. Telephone and on site personal
follow-up were attempted until the end of the year when treatment
success figures were compiled. We expected significant attrition
of our original sample, and for the purposes of this study we
have included all individuals dropped from the study as treatment
failures. Certainly individuals receiving substantial benefit
from nicotinic acid would be more interested in continuing in
the study. It took nearly three years to develop criteria by which
we could measure degree of treatment response. For this reason
the study was extended an additional year to produce five years
of consistent measurement.
This response criteria is as follows:
Poor Response
1. No objective or subjective change.
2. Continued unaltered drinking pattern.
3. No change in sleep pattern.
4. No change in mood or affect.
5. No change in supportive medication needs.
6. Psychological state compatible with Menninger scale classes
one and two.
Fair Response
1 . Reduced rate of recidivism.
2. Improved sleep pattern.
3. Decreased supportive medication needs.
4. Psychological state compatible with Menninger scale class three.
Good Response
1. Marked reduction in recidivism.
2. Normal sleep pattern.
3. Marked reduction in supportive medication needs.
4. Absence of extreme depression or euphoria
5- Psychological state compatible with Menninger scale class four.
Excellent Response
1. Total alcohol abstinence for two or more years.
2. Mood stability.
3. No need for supportive medication other than nicotinic acid.
4. Psychological state compatible with Menninger scale class five
Statistical Observations

During the intervening years we have had occasion to initiate
nicotinic acid therapy on several thousand additional alcoholics
not included in this study. This additional clinical experience
has been invaluable in evaluating the study group.
Observations
At the end of five years the involuntary, coerced, court-motivated
group of 239 low-bottom alcoholics had 4 percent who demonstrated
a fair response to nicotinic acid. These individuals through relapses
and regression really represent fallout from the group originally
classified as good results. Fourteen percent had what could still
be classified as a good result. Twenty-four percent of this group
still qualified as excellent result at the end of five years.
Those persons lost from the study were from persistent symptoms
primarily histamine in origin, persistent gastrointestinal distress,
flushing, visual disturbances- Since this group was also initially
on antabuse another fact was quickly discovered. With exhaustion
of body stores of histamine the classical reaction to antabuse
is lost. Apparently histamine is a necessary participant in the
antabuse reaction.
In the hospital group of 216 individuals 11 percent could be categorized
as fair responses- Again nearly all of these individuals retrogressed
with time from the good response column. Twenty-eight percent
of the original sample could be found in both the good and excellent
categories at the end of five years. Less attrition could be expected
since this group had better motivation, health, and resources.
During the first two years many of these patients continued out
of loyalty, placebo effect, or patient expectation. It was not
until later in the study that these factors became less important.
In the very highly motivated sanatorium group there was far less
attrition. This is an artifact since all are in a common profession
and their location is listed annually in a national directory
and it was possible to assess their status from their immediate
supervisors. Here the factor of loyalty and compulsive compliance
with the study protocol are evident- In this group 27 percent
were still taking nicotinic acid even though their response only
met our criteria for fair. Forty-four percent were classified
as good response at the end of five years. Eleven and a half percent
were in the excellent category at the end of our five-year period
of observation. Here many participants continued in the study
instead of dropping out, as We suspect was the case in the previous
two groups.
Profiles of the various response categories also reveal interesting
and suggestive findings.
Of the 9.5 percent of the original sample remaining at the end
of five years in the fair category the following profile is characteristic:
Younger.
No history of serious withdrawals.
Minimal persistent insomnia
Minimal physical complications.
Fairly evident emotional and social problems.
Many magical thinkers, suggestible individuals.
A high tendency to rely on chemical solutions.
lnsecure with few personal coping resources.
Of the 23 percent of the original sample still classified as a
good response the following profile can be compiled:
Average age 55-65 years
Long history of alcoholism
Multiple severe DT's or near DT's withdrawals.
High incidence of hepatic complications.
Evidence of toxic brain syndrome when started on nicotinic acid.
Straightforward alcoholism at organic stage.
Of the 24 percent who still qualified as excellent results at
the end of five years the following profile is true
Average age 55-65 years.
Long history of alcoholism.
Documented DT's, seizures, severe withdrawals.
Evidence of advanced organic alcoholism.
Long episodes of toxic brain syndrome
Severe, persistent insomnia.
Serious depressions and euphoria.
The above profiles suggest that in severe advanced alcoholism,
where organicity, particularly toxic organic brain syndrome, is
evident, nicotinic acid therapy is most valuable. This observation
may gain enhanced credibility if the new neurohormonal studies
in senile brain syndrome now underway at the Miami Heart Institute
confirm involvement of the 5-OH-tryptamine axis. The small control
group of more average alcoholics tends to confirm the fact that
the more organic the alcoholism the better the nicotinic acid
response. in the more organic group far less histamine response
symptoms were noted. Of course this could also be a function of
age as well.
If we visualize alcohol withdrawal a function of distorted 5-OH-tryptamine
metabolism our observations are easily explained. Severe distortions
may mimic senility as does the commonly encountered toxic brain
syndrome. Distorted serotonin and dopamine metabolism would explain
insomnia, and hallucinosis variations in this neurohormonal metabolic
axis could explain mood extremes so often encountered in the treatment
success group often unrelated to external events. Nicotinic acid
in theory could have a dramatic effect on this chemical process,
and this possibility is borne out by our observations- This theoretical
approach also offers an explanation for the fact that nicotinamide
has produced no results in our groups
Summary
A five-year longitudinal field trial of nicotinic acid was conducted
on 507 known alcoholics to determine what effects and benefits
might result. Our experience strongly suggests that:
1. Nicotinic acid can benefit 50 to 60 percent of alcoholics in
the organic stage.
2. Nicotinic acid can benefit about 30 percent of the total alcoholic
population.
3. Benefit ran be measured in terms of:
Reduction of insomnia.
Mood stabilizationReduction of sedative tolerance.
Restoration of nontoxic sensorium Reduction of drinking recidivism.
Enhanced ability to use other treatment resources.
Enhanced social and emotional function.
Reduction or absence of the need to use other forms of medication.
4. Potential drawbacks include
Persistent uncomfortable histamine effect.
Blocking of antabuse reaction. Occasional visual disturbance.
Occasional gastroenteritis
Distortion of diabetes mellitus status
5. Nicotinic acid can be a potent pharmacologic agent.
6. Double-blind and controlled studies should be undertaken if
the mechanical problem of histamine symptoms initially can be
overcome.
7. Studies concerning the site of action of nicotinic acid could
potentially reveal significant new insights into the toxic brain
syndrome, senile brain syndrome, alcohol tolerance, and alcoholism
itself.