Orthomolecular Psychiatry: Varying the concentrations of substances
normally present in the human body may control mental disease.
Linus Pauling, Ph.D.
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The methods principally used now for treating patients with mental
disease are psychotherapy (psychoanalysis and related efforts
to provide insight and to decrease environmental stress), chemotherapy
(mainly with the use of powerful synthetic drugs, such as chlorpromazine,
or powerful natural products from plants, such as reserpine),
and convulsive or shock therapy (electroconvulsive therapy, insulin
coma therapy, pentylenetetrazol shock therapy). I have reached
the conclusion, through arguments summarized in the following
paragraphs, that another general method of treatment, which may
be called orthomolecular therapy, may be found to be of great
value, and may turn out to be the best method of treatment for
many patients.
Orthomolecular psychiatric therapy is the treatment of mental
disease by the provision of the optimum molecular environment
for the mind, especially the optimum concentrations of substances
normally present in the human body (1). An example is the treatment
of phenylketonuric children by use of a diet containing a smaller
than normal amount of the amino acid phenylalanine. Phenylketonuria
(2) results from a genetic defect that leads to a decreased amount
or effectiveness of the enzyme catalyzing the oxidation of phenylalanine
to tyrosine. The patients on a normal diet have in their tissues
abnormally high concentrations of phenylalanine and some of its
reaction products, which, possibly in conjunction with the decreased
concentration of tyrosine, cause the mental and physical manifestations
of the disease (mental deficiency, severe eczema, and others).
A decrease in the amount of phenylalanine ingested results in
an approximation to the normal or optimum concentrations and to
the alleviation of the manifestations of the disease, both mental
and physical.
The functioning of the brain is dependent on its composition and
structure; that is, on the molecular environment of the mind.
The presence in the brain of molecules of N,N-diethyl-D-lysergamide,
mescaline, or some other schizophrenogenic substance is associated
with profound psychic effects (3). Cherkin has recently pointed
out (4) that in 1799 Humphry Davy described similar subjective
reactions to the inhalation of nitrous oxide. The phenomenon of
general anesthesia also illustrates the dependence of the mind
(consciousness, ephemeral memory) on its molecular environment
(5).
The proper functioning of the mind is known to require the presence
in the brain of molecules of many different substances. For example,
mental disease, usually associated with physical disease, results
from a low concentration in the brain of any one of the following
vitamins: thiamine (B1), nicotinic acid or nicotinamide (B3),
pyridoxine (B6), cyanocobalamin (B12), biotin (H), ascorbic acid
(C), and folic acid. There is evidence that mental function and
behavior are also affected by changes in the concentration in
the brain of any of a number of other substances that are normally
present, such as L(+)-glutamic acid, uric acid, and gamma-aminobutyric
acid (6).
Optimum Molecular Concentrations
Several arguments may be advanced in support of the thesis that
the optimum molecular concentrations of substances normally present
in the body may be different from the concentrations provided
by the diet and the gene controlled synthetic mechanisms, and,
for essential nutrilites (vitamins, essential amino acids, essential
fatty acids) different from the minimum daily amounts required
for life or the "recommended" (average) daily amounts suggested
for good health. Some of these arguments are presented in the
following paragraphs.
Evolution and Natural Selection
The process of evolution does not necessarily result in the normal
provision of optimum molecular concentrations. Let us me ascorbic
acid as an example. Of the mammals that have been studied in this
respect, the only species that have lost the power to synthesize
ascorbic acid and that accordingly require it in the diet are
man, other Primates (rhesus monkey, Formosan long-tail monkey,
and ring-tail or brown capuchin monkey), the guinea pig, and an
Indian fruit-eating bat (Pteropus medius) (7). Presumably the
loss of the gene or genes controlling the synthesis of the enzyme
or enzymes involved in the conversion of glucose to ascorbic acid
occurred some 20 million years ago in the common ancestor of man
and other Primates, and occurred independently for the guinea
pig and for one species of bat and one bird, in each case in an
environment such that ascorbic acid was provided by the food.
For a mutation rate of 1/20,000 per gene generation and for even
a very small advantage for the mutant (0.01 percent more progeny)
the mutant would replace the earlier genotype within about I million
years. The advantage to the mutant of being rid of the ascorbic-acid-synthesis
machinery (decrease in cell size and energy requirement, liberation
of machinery for other purposes) might well be large, perhaps
as much as I percent; a disadvantage nearly as large (less by
0.01 percent) resulting from a less than optimum supply of dietary
ascorbic acid would not prevent the replacement of the earlier
species by the mutant. Hence, even if the amount of the vitamin
provided by the diet available at the time of the mutation were
less than the optimum amount, the mutant might still be able to
replace its predecessor. Moreover, it is possible that the environment
has changed during the last 20 million years in such a way as
to provide a decreased amount of the vitamin. Even a serious disadvantage
of the changed environment would not lead to a mutation restoring
the synthetic mechanism within a period of a few million years,
because of the small probability of such mutations, far smaller
than of those resulting in loss of function.
Fig. 1. Diagrammatic representation of growth rate or other vital property
of an organism as function of the concentration of vital substance
in the organism, showing the concentration at which the differential
advantage of an increased amount of vital substance is just balanced
by the differential disadvantage resulting from an increased amount
of machinery for synthesis, and the concentration that gives optimum
functioning without consideration of the burden of the machinery
for synthesis. Fig. 2 (right). The observed rate of growth of a pyridoxine-requiring
Neurospora mutant (Beadle and Tatum, 1941), as function of the
concentration of pyridoxine in the medium.

Moreover, the process of natural selection may be expected later
on to lead to the survival of a species or strain that synthesizes
somewhat less than the optimum amount of an autotrophic vital
substance rather than of the species or strain that synthesizes
the optimum amount. To synthesize the optimum amount requires
about twice as much biological machinery as to synthesize half
the optimum amount. As suggested in Fig. 1, the evolutionary disadvantage
of synthesizing a less than optimum amount of the vital substance
may be small, and may be outweighed by the advantage of requiring
a smaller amount of biological machinery. Evidence from the study
of microorganisms is discussed in the following paragraphs.
Evidence from Microbiological Genetics
Many mutant microorganisms are known to require, as a supplement
to the medium in which they are grown, a substance that is synthesized
by the corresponding wild-type organism (the normal strain). An
example is the pyridoxine-requiring mutant* of Neurospora sitophila
reported by G. W. Beadle and E. L. Tatum in their first
Neurospora paper, published in 1941 (8). Several species of Neurospora
that have been extensively studied are known to be able to grow
satisfactorily on synthetic media containing inorganic salts,
an inorganic source of nitrogen, such as ammonium nitrate, a suitable
source of carbon, such as sucrose, and the vitamin biotin. All
other substances required by the organism are synthesized by it.
Beadle and Tatum found that exposure to x-radiation produces mutant
strains such that one substance must be added to the minimum medium
in order to permit the growth at a rate approximating that of
the normal strain. Their pyridoxine-requiring mutant was found
to grow on the standard medium at a rate only 9 percent of that
of the normal strain. When pyridoxine (vitamin B6) is added to
the medium, the rate of growth of this strain at first increases
nearly linearly with the concentration of the added pyridoxine.
and then increases less rapidly, as shown in Fig. 2 (9). The growth
rate of the normal strain without added pyridoxine is equal to
that of the mutant with about 10 micrograms of the growth substance
per liter in the medium. At a concentration about four times this
value (40 micrograms per liter) the growth rate of the mutant
strain reaches a value 7 percent greater than that of the normal
strain without added pyridoxine.
The point of maximum curvature of the curve in Fig. 2, at about
3.2 micrograms of pyridoxine per liter (indicated by a cross),
may be reasonably considered to mark the division between the
region of vitamin deficiency (to the left) and the region of normal
vitamin supply (to the right), such as might permit the mutant
to compete with the wild type, which has the growth rate represented
by the filled circle in Fig. 2. The point marked by the cross
might well correspond to an "adequate" or "recommended" amount
of the vitamin, in that the growth rate of the mutant is only
12 percent less than that of the wild strain, and that the amount
of the vitamin would have to be increased threefold to make up
this 12 percent (10).
As shown in Fig. 2, quadrupling the concentration of pyridoxine
that gives the mutant a growth rate equal to that of the wild
type causes a further increase in growth rate by nearly 10 percent.
The growth rates of the mutant and the wild type at very large
concentrations of the vitamin have not been measured, so far as
I know, and the optimum concentration is not known. From the work
of Beadle and Tatum the optimum concentration may be taken to
be greater than 40 micrograms per liter; that is, more than ten
times the "adequate" concentration for the mutant and more than
four times the concentration equivalent to the synthesizing capability
of the wild type. The growth rate of the mutant at the optimum
concentration is more than 22 percent greater than that at the
"adequate" concentration and more than 9 percent greater than
that of the normal strain.
Similar results have been reported for other mutants of Neurospora.
The values found by Tatum and Beadle (11) for a p-aminobenzoic-acid-requiring
mutant of Neurospora crassa as a function of the concentration
of p-aminobenzoic acid added to the standard medium are shown
in Fig. 3. The growth-rate curve is similar in shape to that for
the pyridoxine-requiring mutant. The value of the growth rate
for the normal strain of Neurospora crassa with no added p-aminobenzoic
acid is equal to that for the mutant at a concentration of added
p-aminobenzoic acid of about 15 micrograms per liter. A value
about 4 percent greater is found for the normal strain at 40 micrograms
per liter and for the mutant strain at 80 micrograms per liter,
as indicated in Fig. 3.
Fig. 3 (left). The observed rate of growth of a p-aminobenzoic-acid-requiring
Neurospora mutant (Tatum and Beadle, 1942), as function of concentration
of the growth substance in the medium. Fig. 4 (right). Observed rate of growth of a paraminobenzoic acid-requiring
Neurospora mutant as function of the logarithm of the concentration
of p-aminobenzoic acid.

It is customary to plot values of the growth rate against the
logarithm of the concentration of the growth substance, as shown
in Fig. 4. The amount of increase accompanying a doubling in the
concentration of the growth substance is a maximum at 1.25 to
2.5 micrograms per liter, and decreases thereafter to about half
the value for each successive doubling.
From these two examples we see that there may be a significant
increase in rate of growth of the normal strain through addition
of some of the growth substance that it synthesizes to the medium
in which it is grown; that is, that the amount of the growth substance
that is synthesized by the normal strain is not the optimum amount,
but is somewhat less- approximately 7 percent less in the case
of pyridoxine (with the normal strain of Neurospora sitophila)
and 4 percent less for p-aminobenzoic acid (with the normal strain
of Neurospora crassa). Many other examples are known of microorganisms
that grow more abundantly in a medium containing vitamins, amino
acids, or other substances that they are able to synthesize than
on a minimum medium.
Evidence supporting the above arguments has been presented recently
by Zamenhof and Eichhorn (11a) in a paper entitled "Study of microbial
evolution through loss of biosynthetic functions: Establishment
of 'defective' mutants." These authors carried out experiments
involving competitive growth in a chemostat of an auxotrophic
mutant (a mutant requiring a nutrilite) and a prototrophic parent
in a medium of constant composition containing the nutrilite.
They found that the "defective" mutant has a selective advantage
over the prototrophic parental strain under these conditions.
For example, an indole-requiring mutant of Bacillus subtilis was
found to show a strong selective advantage over the prototrophic
back-mutant when the two were grown together in a medium containing
tryptophan; the relative number of cells of the latter decreased
10(6)-fold in 54 generations. They also found that greater advantage
to the auxotroph accompanies a greater number of biosynthetic
steps that have been dispensed with (earlier block in a series
of reactions), with the final metabolite available. They point
out that a mutant with a gene deletion would be at a distinct
selective advantage over a point mutant, in that not only the
synthesis of the metabolite, but also that of the structural gene,
the messenger RNA, and perhaps the inactive enzyme itself would
be dispensed with, and that accordingly the mutant with a deletion
would replace the point mutant in competition. They mention evidence
that some of the "defective" strains occurring in nature have
lost one or more of their structural genes by deletions, rather
than by point mutations.
Molecular Concentrations and Rate of Reaction
Most of the chemical reactions that take place in living organisms
are catalyzed by enzymes. The mechanisms of enzyme-catalyzed reactions
in general involve (i) the formation of a complex between the
enzyme and a substrate molecule and (ii) the decomposition of
this complex to form the enzyme and the products of the reaction.
The rate determining step is usually the decomposition of the
complex to form the products, or, more precisely, the transition
through an intermediate state of the complex, characterized by
activation energy less than for the uncatalyzed reaction, to a
complex of the enzyme and the products of reaction, with a rapid
dissociation. Under conditions such that the concentration of
the complex corresponds to equilibrium with the enzyme and the
substrate, the rate of the reaction is given by the following
equation [the Michaelis-Menten equation (12)]:
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In this equation [S] is the concentration of the substrate, E
is the total concentration of enzyme (present both as free enzyme
and enzyme complex), K is the equilibrium constant for formation
of the enzyme complex ES, and k is the reaction-rate constant
for decomposition of the complex to form the enzyme and reaction
products. This equation corresponds to the case in which there
are no enzyme inhibitors present.
Values of the reaction rate calculated from this equation for
different values of K are shown in Fig. S. The curves are similar
in shape to those of Figs. 2 and 3. At concentrations much smaller
than K (-1) the reaction rate is proportional to the concentration
of substrate. At larger concentrations, as the amount of enzyme
complex becomes comparable to the amount of free enzyme, the reaction
rate changes from the linear dependence. At substrate concentration
equal to K (-1) the slope of the curve is one-quarter of the initial
slope, and the value is one-half of the value corresponding to
saturation of the enzyme by the substrate.
The similarity of the curves of Figs. 2 and 3 to appropriate curves
in Fig. 5 suggests that the growth substance may be involved in
an enzyme-catalyzed reaction in which it serves as the substrate.
The normal strain of the organism manufactures an amount of the
substrate such as to permit the reaction to take place at what
may be considered a normal rate, 90 or 95 percent of the maximum
rate, which corresponds to saturation of the enzyme. As described
above, the gain in reaction rate associated with the manufacture
of a larger amount of the substrate, with a corresponding advantage
to the organism, might be balanced by the disadvantage to the
organism associated with the upkeep of the larger amount of machinery
required to manufacture the increased amount of substrate. An
increase in rate of this reaction could also be achieved by an
increase in the amount of the enzyme synthesized by the organism.
Here, again, the advantage to the organism resulting from this
increase may be overcome by the disadvantage associated with the
increase in the amount of machinery required for the increased
synthesis. During the process of evolution there has presumably
been selection of genes determining the concentrations of the
enzymes catalyzing successive reactions such as to achieve an
approximation to the optimum reaction rate with the smallest amount
of disadvantage to the organism.
The rate of an enzyme-catalyzed reaction is approximately proportional
to the concentration of the reactant, until concentrations that
largely saturate the enzyme are reached. The saturating concentration
is larger for a defective enzyme with decreased combining power
for the substrate than for the normal enzyme. For such a defective
enzyme the catalyzed reaction could be made to take place at or
near its normal rate by an increase in the substrate concentration,
as indicated in Fig. 5. The short horizontal lines intersecting
the curves indicate what may be called the "normal" reaction rate,
80 percent of the maximum. For K = 2 the "normal" rate is achieved
at substrate concentration [S] = 2. At this substrate concentration
the reaction rate is only 29 percent of the maximum and 35 percent
of "normal" for a mutated enzyme with K = 0.2; it could be raised
to the "normal' value by a tenfold increase in the substrate concentration,
to [S] = 20. Similarly, the still greater disadvantage of low
reaction rate for a mutated enzyme with K only 0.01 could be overcome
by a 200-fold increase in substrate concentration, to [S] = 400,
This mechanism of action of gene mutation is only one of several
that lead to disadvantageous manifestations that could be overcome
by an increase, perhaps a great increase, in the concentration
of a vital substance in the body. These considerations obviously
suggest a rationale for megavitamin therapy.
Molecular Concentrations and Mental Disease
The functioning of the brain and nervous tissue is more sensitively
dependent on the rate of chemical reactions than the functioning
of other organs and tissues. I believe that mental disease is
for the most part mused by abnormal reaction rates, as determined
by genetic constitution and diet, and by abnormal molecular concentrations
of essential substances. The operation of chance in the selection
for the child of half of the complement of genes of the father
and mother leads to bad as well as to good genotypes, and the
selection of foods (and drugs) in a world that is undergoing rapid
scientific and technological change may often be far from the
best. Significant improvement in the mental health of many persons
might be achieved by the provision of the optimum molecular concentrations
of substances normally present in the human body. Among these
substances, the essential nutrilites may be the most worthy of
extensive research and more thorough clinical trial than they
have yet received. One important example of an essential nutrilite
that is required for mental health is vitamin B12, cyanocobalamin.
A deficiency of this vitamin, whatever its cause (pernicious anemia;
infestation with the fish tapeworm Diphyllobothrium, whose high
requirement for the vitamin results in deprivation for the host;
excessive bacterial flora, also with a high vitamin requirement,
as may develop in intestinal blind loops), leads to mental illness,
often even more pronounced than the physical consequences. The
mental illness associated with pernicious anemia [a genetic defect
leading to deficiency of the intrinsic factor (a mucoprotein)
in the gastric juice and the consequent decreased transport of
cyanocobalamin into the blood] often is observed for several years
in patients with this disease before any of the physical manifestations
of the disease appear (13). A pathologically low concentration
of cyanocobalamin in the serum of the blood has been reported
to occur for a much larger fraction of patients with mental illness
than for the general population. Edwin, Holten, Norum, Schrumpf,
and Skaug (14) determined the amount of B12 in the serum of every
patient over 30 years old admitted to a mental hospital in Norway
during a period of I year. Of the 396 patients, 5.8 percent (23)
had a pathologically low concentration, less than 101 picograms
per millilitre, and the concentration in 9.6 percent (38) was
subnormal (101 to 150 picograms per millilitre). The normal concentration
is 150 to 1300 picograms per millilitre. The incidence of pathologically
low and subnormal levels of B1, in the serums of these patients,
15.4 percent, is far greater than that in the general population,
about 0.5 percent (estimated from the reported frequency of pernicious
anemia in the area, 9.3 per 100,000 persons per year). Other investigators
(15) have also reported a higher incidence Of low B12 concentrations
in the serums of mental patients than in the population as a whole,
and have suggested that B12 deficiency, whatever its origin, may
lead to mental illness.
Nicotinic acid (niacin), when its use was introduced, cured hundreds
of thousands of pellagra patients of their psychoses, as well
as of the physical manifestations of their disease. For this purpose
only small doses are required; the recommended daily allowance
(National Research Council) is 12 milligrams per day (for a 70-kilogram
male). In 1939 Cleckley, Sydenstricker, and Geeslin (16) reported
the Successful treatment of 19 patients and in 1941 Sydenstricker
and Cleckley (17) reported similarly successful treatment of 29
patients with severe psychiatric symptoms by use of moderately
large doses of nicotinic acid (0.3 to 1.5 grams per day). None
of these patients had physical symptoms of pellagra or any other
avitaminosis. More recently many other investigators have reported
on the use of nicotinic acid and nicotinamide for the treatment
of mental disease. Outstanding among them are Hoffer and Osmond,
who since 1952 have advocated and used nicotinic acid in large
doses. in addition to the conventional therapy, for the treatment
of schizophrenia (18-20). The dosage recommended by Hoffer is
3 to 18 grams per day, as determined by the response of the patient,
of either nicotinic acid or nicotinamide, together with 3 grams
per day of ascorbic acid. Nicotinic acid and nicotinamide are
nontoxic [the lethal dose, 50 percent effective (LD50), is not
known for humans, but probably it is over 200 grams; the LD,50
for rats is 7.0 grams per kilogram for nicotinic acid, and 1.7
grams per kilogram for nicotinamide], and their side effects,
even in continued massive doses, seem not to be commonly serious.
Among the advantages of nicotinic acid, summarized by Osmond and
Hoffer (19), are the following: it is safe, cheap, and easy to
administer, and it is a well-known substance that can be taken
for years on end, if necessary, with only small probability of
incidence of unfavourable side effects.
Another vitamin that has been used to some extent in the treatment
of mental disease is ascorbic acid, vitamin C. A sometimes-recommended
daily intake of ascorbic acid is 75 milligrams for healthy adults.
Some investigators have estimated that the optimum intake is much
larger (21): perhaps 3 to 15 grams per day, according to Stone
(22). Williams and Deason (23) have emphasized the variability
of individual members of a species of animals; they have reported
their observation of a 20-fold range of required intake of ascorbic
acid by guinea pigs, and have suggested that human beings, who
are less homogeneous, have a larger range.
Mental symptoms (depression) accompany the physical symptoms of
vitamin-C deficiency disease (scurvy). In 1957 Akerfeldt (24)
reported that the serum of schizophrenics had been found to have
greater power of oxidizing N,N dimethyl-p-phenylenediamine than
that of other persons. Several investigators then reported that
this difference is due to a smaller concentration of ascorbic
acid in the serum of schizophrenics than of other persons. This
difference has been attributed to the poor diet and increased
tendency to chronic infectious disease of the patients (25), and
has also been interpreted as showing an increased rate of metabolism
of ascorbic acid by the patients (26). It is my opinion, from
the study of the literature, that many schizophrenics have an
increased metabolism of ascorbic acid, presumably genetic in origin,
and that the ingestion of massive amounts of ascorbic acid has
some value in treating mental disease.
Other vitamins (thiamine, pyridoxine, folic acid) and other substances
[zinc ion, magnesium ion, uric acid, tryptophan, L(+)-glutamic
acid, and others] influence the functioning of the brain. I shall
review work on L(+)-glutamic acid as a further example. L(+)-Glutamic
acid is an amino acid that is present at rather high concentration
in brain and nerve tissue and plays an essential role in the functioning
of these tissues (27). It is normally ingested (in protein) in
amounts of 5 to 10 grams per day. It is not toxic; large doses
may cause increased motor activity and nausea. In 1944 Price,
Waelsch, and Putnam (28) reported favourable results for glutamic
acid therapy of convulsive disorders [benefit to one Out of three
or four patients with petit mal epilepsy (29)]. Zimmerman and
Ross then reported an increase in maze-running learning ability
of white rats given extra amounts of glutamic acid (30). Zimmerman
and many other investigators then studied the effects of glutamic
acid on the intelligence and behavior of persons with different
degrees and kinds of mental retardation. L(+)-Glutamic is apparently
more effective than its sodium or potassium salts. The effective
dosage is usually between 10 and 20 grams per day (given in three
doses with meals), and is adjusted to the patient as the amount
somewhat less than that required to cause hyperactivity; improvement
in personality and increase in intelligence (by 5 to 20 I.Q. points)
have been reported for many patients with mild or moderate mental
deficiency by several investigators (31).
Fig. 5 (left). Curves showing calculated reaction rate RIR. of catalyzed reaction as function of the concentration of the substrate, for different values of the equilibrium constant K for formation of the enzyme-substrate complex. Fig. 6 (right). Values of the concentration of a vital substance in the blood and in the cerebrospinal fluid for three different assumed sets of value of bloodbrain barrier permeability and rate of destruction in the cerebrospinal fluid.

Localized Cerebral Deficiency Diseases
The observation that the psychosis associated with pernicious
anemia may manifest itself in a patient for several years before
the other manifestations of this disease become noticeable has
a reasonable explanation: the functioning of the brain and nervous
tissue is probably more sensitively dependent on molecular composition
than is that of other organs and tissues. The observed high incidence
of cyanocobalamin deficiency in patients admitted to a mental
hospital, mentioned above, suggests that mental disease may rather
often be the result of this deficiency, and further suggests that
other deficiencies in vital substances may be wholly or partly
responsible for many cases of mental illness.
The foregoing arguments suggest the possibility that under certain
circumstances a deficiency disease may be localized in the human
body in such a way that only some of the manifestations usually
associated with the disease are present. Let us consider, for
example, an enzyme or other vital substance that is normally metabolized
by the catalytic action of an enzyme normally present in the tissues
and organs of the body. In a person of unusual genotype there
might be an especially great concentration of this enzyme in one
body organ, with essentially the normal amount in other organs.
Through the action of this enzyme in especially great concentration
the steady-state concentration of the vital substance in that
organ might be decreased to a level much lower than that required
for normal function. Under these circumstances there would be
present a deficiency disease restricted to that organ.
An especially important case is that of the brain. We may, as
a rough model of the human body, consider two reservoirs of fluid,
the blood and lymph, with volume VI, and cerebrospinal fluid,
the extracellular fluid of the brain and spinal column, with volume
V2. We assume that a vital substance is destroyed in each of these
reservoirs at a characteristic rate, corresponding to the rate
constants k1 and k2, that it diffuses across the blood-brain barrier
at a rate determined by the product of the permeability and area
of the barrier and the difference c2 - c1 of the concentrations
in the two reservoirs, and that it is introduced from the gastrointestinal
tract into the first reservoir at a constant rate. The steadystate
concentrations are then in the ratio
c1/c2 = 1 + (K2V2/PA)
where PA is the product of permeability and the area of the blood-brain
barrier. The steady state corresponds to the following system:

From this equation it is seen, as shown also in Fig. 6, that for
small values of k2V2/PA the difference in steady-state concentrations
in the cerebrospinal fluid and the blood is small, but that through
either decrease in permeability of the barrier or increase in
the metabolic rate constant k2 the steady-state concentration
in the brain becomes much less than that in the blood.
This simple argument leads us to the possibility of a localized
cerebral avitaminosis or other localized cerebral deficiency disease.
There is the possibility that some human beings have a sort of
cerebral scurvy, without any of the other manifestations, or a
sort of cerebral pellagra, or cerebral pernicious anemia. It was
pointed out by Zuckerkandl and Pauling (32) that every vitamin,
every essential amino acid, every other essential nutrilite represents
a molecular disease (33) which our distant ancestors learned to
control, when it began to afflict them, by selecting a therapeutic
diet, and which has continued to be kept under control in this
way. The localized deficiency diseases described above are also
molecular diseases, compound molecular diseases, involving not
only the original lesion, the loss of the ability to synthesize
the vital substance, but also another lesion, one that causes
a decreased rate of transfer across a membrane, such as the bloodbrain
barrier (34), to the affected organ, or an increased rate of destruction
of the vital substance in the organ, or wine other perturbing
reaction,
It has been suggested by Huxley, Mayr, Osmond, and Hoffer (35),
partially on the basis of the observations of Böök (36) and Slater
(37) on the incidence of schizophrenia in relatives of schizophrenics,
that schizophrenia is caused by a dominant gene with incomplete
penetrance. They suggested that the penetrance, about 25 percent,
may in some cases be determined by other genes and in some cases
by the environment. I suggest that the other genes may in most
cases be those that regulate the metabolism of vital substances,
such as ascorbic acid, nicotinic acid or nicotinamide, pyridoxine,
cyanocobalamin, and other substances mentioned above, The reported
success in treating schizophrenia and other mental illnesses by
use of massive doses of wine of these vitamins may be the result
of successful treatment of a localized cerebral deficiency disease
involving the vital substances, leading to a decreased penetrance
of the gene for schizophrenia. There is a possibility that the
so-called gene for schizophrenia is itself a gene affecting the
metabolism of one or another of these vital substances, or even
of several vital substances, causing a multiple cerebral deficiency.
I suggest that the orthomolecular treatment of mental disease,
to be successful, should involve the thorough study of and attention
to the individual, such as is customary in psychotherapy but less
customary in conventional chemotherapy. In the course of time
it should be possible to develop a method of diagnosis (measurement
of concentrations of vital substances) that could be used as the
basis for determining the optimum molecular concentrations of
vital substances for the individual patient and for indicating
the appropriate therapeutic measures to be taken. My co-workers
and I are carrying on some experimental studies suggested by the
foregoing considerations, and hope to be able before long to communicate
some of our results.
Summary
The functioning of the brain is affected by the molecular concentrations
of many substances that are normally present in the brain. The
optimum concentrations of these substances for a person may differ
greatly from the concentrations provided by his normal diet and
genetic machinery. Biochemical and genetic arguments support the
idea that orthomolecular therapy, the provision for the individual
person of the optimum concentrations of important normal constituents
of the brain, may be the preferred treatment for many mentally
ill patients. Mental symptoms of avitaminosis sometimes are observed
long before any physical symptoms appear. It is likely that the
brain is more sensitive to changes in concentration of vital substances
than are other organs and tissues. Moreover, there is the possibility
that for some persons the cerebrospinal concentration of a vital
substance may be grossly low at the same time that the concentration
in the blood and lymph is essentially normal. A physiological
abnormality such as decreased permeability of the bloodbrain barrier
for the vital substance or increased rate of metabolism of the
substance in the brain may lead to a cerebral deficiency and to
a mental disease. Diseases of this sort may be called localized
cerebral deficiency diseases. It is suggested that the genes responsible
for abnormalities (deficiencies) in the concentration of vital
substances in the brain may be responsible for increased penetrance
of the postulated gene for schizophrenia, and that the so-called
gene for schizophrenia may itself -be a gene that leads to a localized
cerebral deficiency in one or more vital substances.
References and Notes
1.I might have described this therapy as the provision of the
optimum molecular composition of the brat.. Th. brain provides
the molecular environment of the mind. I use the word mind as
a convenient synonym for the functioning of the brain, The word
orthomolecular may be criticized as a Greek-Latin hybrid. I have
suit, however, found any other word that expresses a well the
idea of the right molecules in the right amounts
2.A. Felling, Nord. Med. Tidsk,. 9, 1054 (1934). Z. Physiol. Chem.
277, 169 (1934).
3.See, for example, D. W. Woolley, The Biochemical Bases of Psychoses
(Wiley. New York, 1962).
4.A. Cherkin, Science 155, 266 (1967).
5. L. Pauling Ibid. 134, 15 (1961); S. Miller, Proc Not. Acad.
Set. U.S. 47, 1515 (1961).
6.The literature Is so extensive that I refrain from giving references,
here
7. For references see, 1. Stone, Amer. J. Phys. Anthropol. 23,
93 (1965). The only other vertebrate known to require exogenous
ascorbic acid is the red-vented bulbul Pycnonotus rates.
8. G. W. Beadle and E. L. Tatum, Proc. Nat. Acad. Sci. U.S. 27,
499 (1941).
9. The Points in Fig. 2 =present my measurement of the stripes
of the growth curves shown in fig. 1 of reference (8)- They agree
closely with the points of fig. 2 of reference (8) except for
one Point, that for 1.2 µg/liter, which may have been misplotted.
10.The reported growth rate for the normal strain in a medium
with 40 as of added pyridoxine, Per liter is 3 percent greater
than that for the basic medium, as shown by the slopes of the
lines in reference (8), fig. 1.
11. E. L. Tatum ad G. W. Beadle, Proc. Nat Acad. Set. U.S, 28,
234 (1942).
11a. S. Zamenhof and H. H. Eichhorn, Nature 216, 465 (1967).
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Med. Scand. 171: 689 (1965).
15. T. Ran.. 0. J. Rafaelson P. Rødbro, Laurel 1966-II. 965 .
(1966). report serum Br concentration below 150 pg/ml in 13 of
I" consecutive patients admitted to a Copenhagen psychiatric clinic;
J. G. Henderson, R. W. Strachan. J. S. Beck, A. A. Dawson, M.
Daniel, ibid., p. 809. report that nine of 1012 unselected Psychiatric
patients in a region in Scotland were found to have B12 deficiency,
in addition to five pernicious anemia patients in the group.
16. H. M. Cleckley, V. P. Sydenstricker, L. F. Geeslin, J. Amer.
Med. Ass. 112, 2107 (1939)
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99 83 (1941). References am given in this paper to some earlier
work on nicotinic acid therapy.
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Psychopathol 18, 131 (1957); A. Hoffer, Niacin Therapy I. Psychiat,
(Thomas, Springfield, Ill., 1962).
19. H. Osmond & A. Hoffer, Lancet 1962-II, 316 (1962); review
of a 9-year, study.
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A- Hoffer, Int. J. Neuropsychiat 2, 234 (1966).
21.For example, E. D. Kyhos, E. I. Sevringhaus, D. R. Hagendorn,
Arch. Int. Med. 75, 407 (1945), found that for wine subjects 1.5
to 2.8 grams. Per day as- needed for saturation.
22. I. Stone, Perspect. Biol. Med. 10, 135 (1967); Act. Genet
Med Gemell. 15, 345 (1966).
23. R. J. Williams and G. Deason, Proc. Nat. Acad. Sci. U.S. 37,
1638 (1967).
24. S. A. Akerfeldt, Science 125, 117 (1957).
25. J. D. Benjamin, Psychosom. Med. 20, 427 (1958); S. S. Kety,
Science 129, 1528, 1590 (1959).
26. A. Hoffer and H. Osmond, The chemical Basis of Clinical Psychiatry,
(Thomas, Springfield, Ill., 1960), p. 232; M. H. Briggs, New.
Zealand Med. J. 61, 229 (1962),
27. H. Weil-Malherbe Mechem J. 30, 665 (1936).
29. J. G. price, H. Waelsch, T. J. Parallel, J. Amer. Med. Ass.
122 (1944).
29. H. Waelsch Amer. J. Ment.. Defic. 52, 305,(1948)
30.F. T. Zimmermam and S. Ross, Arch. Neurol. Psychiat. 51, 446
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31. A recent survey of the role of glutamic acid in cognitive
behaviors has been published by W. Vogel, D. M. Broverman, J.
0. Draguns, E, L. Klaiber, Psychol. Bull. 65, 367 (1966)- Many
references, to earlier work are given in this Paper.
32. E. Zuckerkandl and L. Panting, in Horizon. in Biochemistry,
M. Kasha and R. Pullman, Eds. (Academic Press, New York, 1962),
P. 189
33. L. Painting, H. A. Itano, S. 1. Singer, I C. Wells, Science
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34. It has been suggested by B. Melander and S. Martens, Dis.
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344 (1959). and by A. Hoffer and H. Osmond, Int. J. Neuropsychiat.
2, 1 (1966), that the effects of taraxein. [R. G. Heath. S. Martens,
B. E. Leach, M. Cohen, C. A- Feigley, Amer. J. Psychiat. 114,
917 (1958)] may result from changing the permeability of the blood-brain
barrier.
35. J. Huxley, E. Man. H. Osmond, A. Hoffer, Nature 204, 220 (1964),
36. J. A. Böök, Arm Genet. Stairs. Med. 4 (1) (1953); Proc. Int.
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37.I. E. Slater. Acta Genet. Statist. Mail. 9, 50 (1958).